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Additional Questions User Guide for Funding Administrators

This guide provides guidance and detailed instructions for the Additional Question functionality for funding administrators on Researchfish.

 

Additional Questions as a Funder

What Are Additional Questions?

When PI’s access their award, there are 15 “Common Outcome” categories that allow them to input any outcomes that have arisen as a result of their award. These outcome categories are comprised of Publications, Collaborations & Partnerships, Engagement Activities, etc. It is up to PI’s to use their judgement as to which outcome categories they need to access and complete. However, your organisation may wish to collect specific information from PI’s that does not fall into one of the outcome categories. You may even wish to make this mandatory, preventing PI’s from submitting unless they have provided this information. Additional Questions allow your organisation to do this. Your organisation can create a question form that asks PI’s anything you like, and these question forms can be tailored however you wish. For example, you may wish to ask your PI’s a series of questions in which the PI’s must select their answer from a pre-determined list of answers. Or you may wish to ask your PI’s to type in their answers. You may wish to make certain questions conditional, only appearing if the PI gave a specific answer to a previous question. A single question form is called an “Additional Question” section. You are free to create multiple Additional Question sections, and you may choose which awards to assign them to. There is no limit to the amount of awards an Additional Question section may be assigned to, nor is there a limit on how many Additional Question sections may be assigned to a single award.

 
 

How to Create Additional Questions

Because Additional Questions are bespoke, the creation of a new one requires development time and resources. For this reason, there is an additional cost for the creation of an Additional Question section (in addition to the standard Researchfish subscription cost). This cost can vary depending on several factors, such as the complexity of the section, how many sections you want to be created, if you wish to use/amend an existing additional question section used by another funding organisation (with their permission). If you would like to discuss creating an additional question section, and the cost involved, please contact rfclientsupport@elsevier.com, and a member of our Customer Relations Team will be happy to assist you.

 
 

Process for the set-up of Researchfish Additional Questions

If you are interested in the set up or development of additional questions please contact our support team at support@researchfish.com

We advise setting up additional questions at least 2-3 months ahead of your next planned submission period to allow sufficient time for development, set up and communications on any new or updated extra sections. 

Workflow for Developing Extra Sections:

Stage 1: Establishing requirements
Funder completes extra sections template and returns this to the Interfolio UK Researchfish support team. 

The team will review the template, provide any feedback on the extra section requirements and schedule a call to discuss comments and next steps. 

Stage 2: Quote 
Once the additional question requirements are finalised, a quote for the cost and time for the additional questions work will be provided. The price and development time will be dependent on if the questions are simple or complex and the number of 
questions to be created or updated. 

A simple set of additional questions can be up to 6 simple questions which can be in the form of a numerical or simple plain text response, a yes/no, a choice of a fixed set of potential responses or narrative. 

Stage 3: Statement of Work & Confirmation
Once a quote is confirmed a Statement of Work will be created detailing the agreed deliverables and provided to the Funder. Once signed, the additional question requirements will be submitted to the development team to begin work.

Stage 4: Development
Development work for the Researchfish platform is completed in sprints and the timeline and dates for the set-up of additional questions will be agreed during the planning phase and will be documented in the Statement of Work. 

Stage 5: Confirmation & Training
Once the development work is complete, the support and implementation team will be in touch to confirm and offer training on how to administrate the extra sections in the Researchfish platform. 

 
 

How to Assign and Remove Additional Questions to and from Awards 

Once an Additional Question section has been created for your organisation, you or another administrator for your organisation are free to assign it to any awards you wish. To do so, go to e-Val > Awards, search for any relevant awards, and when the results are listed, use the checkboxes to the left of each award (highlighted in red in the below screenshot) to choose which awards you want to assign an Additional Question section to. Then click on the “Choose Action” drop-down list at the bottom of the page (highlighted in green) and choose “Assign Additional Question.” Then choose the desired Additional Question section (highlighted in blue).

  • If you then click on the “Save” button, the specified Additional Question will then be assigned to the chosen awards. 
  • If you wish to remove an Additional Question section from an award, simply repeat this process, however instead of “Assign Additional Question” in the drop-down list, select “Remove Additional Question.” 
  • Alternatively, when uploading an RHT via the “Award Details Uploader,” there is a column in the spreadsheet for each Additional Question section that your funding organisation uses that allows you to specify if it should be assigned to each award. Additional guidance can be found within the RHT template itself.
 
 

How to Manage Additional Questions

Once Additional Questions have been assigned to awards, you can control things such as whether or not they are “active," whether they are mandatory for PI’s to complete, and whether PI’s are required to answer them from scratch for each submission period or whether previous answers can be resubmitted. To do this, go to the left-hand navigation, scroll down to “Section Management.” Then select “Sections”.

The following page will show each of the Additional Question sections used by your organisation, and for each one will show if it is required, enabled, or shared, and the clearing policy will be displayed.

These can be edited by clicking the “Edit” button to the right of one of the Additional Question you wish to amend. This will take you to a page where you can adjust each setting.

Is section enabled?

This allows you to specify if the Additional Question will appear to PI’s of the awards it is currently assigned to (even if an Additional Question is assigned to an award, if it is not enabled, the PI’s of those awards will not be able to see it or complete it).

 
 

Is this section visible to the associated research organisations? (If sharing is enabled)

This allows the research organisations that your funding organisation has specified are the location of each award to view the Additional Questions you have assigned to their respective awards. However, this only applicable if the research organisation in question has a paid subscription to Researchfish themselves, and if your funding organisation has enabled Data Sharing (if Data Sharing is disabled, the research organisation cannot see the awards at all).

 
 

Is section required in order to complete the submission?

This allows you to stipulate if a PI must complete an Additional Question section before they can submit the award the section is assigned to.

 
 

What is the clearing policy associated with this section?

This allows you decide whether PI’s are required to answer the Additional Question section from scratch each submission period, or if they can re-use their previous answers, and if the latter, if they are required to confirm this. Below are the three options, and a description of each:

  • Required on first submission then optional for subsequent submission periods (previously entered information will be visible to researcher)
    • PI’s must complete the Additional Question section in order to submit the corresponding award in the next submission period.If they need to submit the same award in future submission periods, they are not required to amend or confirm their previous answers at all. Their previous answers will automatically be used when they submit the award again.
  • Required on first submission and required to confirm / update on subsequent submission periods (previously enteredinformation will be visible to researcher)
    • PI’s must complete the AdditionalQuestion section to submit the corresponding award in the next submission period. If they need to submit the same award in future submission periods, they must access the Additional Question section again, where they will see their previously entered answers.They can then choose to either update these answers or leave them intact. They will be unable to submit the award until they choose one of these options.
  • Required to complete in full every submission period (previously entered information will not be visible to researcher)
    • PI’s must complete the AdditionalQuestion section in order to submitthe corresponding award in the next submission period.If they need to submit the same award in future submission periods, they must access the Additional Questionsection and answerall questions again from scratch.

Please note that if the response code of an award is 3 (which indicates no further submissions are expected) or 5 (which indicates submission is optional), the PI of that award will not need to update the answers to their Additional Question section regardless of the specified clearing policy.

 
 
 
 
 

How PI’s Complete Additional Questions

If an award has at least one Additional Question section assigned to it, when PI’s access their award in Researchfish, they will see these on the “Award Details” page, listed under “Additional Funder Questions” beneath the list of Common Outcomes.

To the right of each Additional Question section is a red or green ! or tick icon. These identify if the PI has completed/updated the Additional Question section for the current submission period, and if the PI is required to do so.

  • A red ! icon indicates that the PI is required to (and has yet to) enter the Additional Question section and complete it (this entails either answering all questions from scratch, or confirming/updating their previous answers from a past submission period).The PI will be unable to submit the award until they do this.
  • A green ! icon indicates that the PI has not completed the Additional Question section (this entails either answering all questions from scratch, or confirming/updating their previous answers from a past submission period), but they are not required to do so. They will be able to submit the award regardless.
  • A green tick icon indicates that the PI has already accessed the Additional Question section and completed/updated it since the award was last submitted. They will be able to submit the award.

Additional Question sections with a red ! icon (ones that require action) will always appear above any with a green icon (ones that do not require action). When a PI accesses an Additional Question section, they will be presented with a question form that looks like the following screenshot (though the questions will differ):

PI’s can simply answer the questions, and then click the “Save” button at the bottom of the page.

 
 

Governance of the Researchfish Common Additional Questions

The development of and changes to the common additional questions will only be made following consultation and/or communication with all stakeholders that use that set of additional questions. This will usually take place via the convening of a task and finish group.

Researchfish will provide oversight for the common additional questions and provide any facilitation where necessary for bringing together the relevant stakeholders for each set of additional questions. 

It is recommended that Common Additional Questions should only be added to awards that are Response code 1 or 4.

Any issues or concerns will be taken to the Question Set Subgroup or Researchfish Steering Board as appropriate for discussion and resolution.

Use case: Public & Patient Involvement (PPI) questions

The PPI questions evolved out of a question set developed for one funder. Given the wider interest, several funders with an interest in using the questions came together to form a consultation group that developed the questions, shared the responses collected across the multiple funders, assessed these responses and used them to improve the question set the following year. The consultation group reviews questions content and use on an annual basis with support from Researchfish

 
 

Researchfish Common Additional Questions Overview

Any queries regarding this document or the use of the common additional questions 
should be directed to Researchfish via rfclientsupport@elsevier.com
 

Introduction

Aim
‘Common Additional Questions’ are defined as sets of Mandatory Additional Questions which are used by more than one funder.

The current common additional question sections are:
• Animal Use [rcuk-animal-use]

Researchfish Common Additional Questions Overview

• Academic meetings and conferences attendance [meetings-conferences]
• Patient and Public Involvement [cross-funder-common-PPI]

This document outlines the questions within each of the above sections, and also which stakeholders have access to which ones, i.e. which stakeholders can potentially ask users to answer a specific set of additional questions for one or more award. This document is publicly available so that funders, research organisations, researchers and any other stakeholders can have a full understanding of the common additional questions, how they are used and potentially by which organisations.

Basic principles of additional questions

• This functionality enables stakeholders to collect information that they need which is not collected as part of the common question set.
• Additional questions are applied to an individual award and must therefore be completed separately for each award.
• Additional questions are mandatory, this means that they have to be completed before the award can be submitted. As such each section of additional questions must be structured with this in mind and include a leading question which enables the user to complete the section of questions even if they don’t have something to report. 
• Funders can set criteria for how each additional question is handled e.g. whether it is cleared after each submission so that the user needs to fill it in again next time, or if they can update the previously entered information. 

 
 

Outline of common additional questions & associated guidance

Animal Use section

Section Guidance Text
The aim of this section is to capture information on:
• animal usage during this research project
• how researchers have applied the 3Rs in their project, to include both what was planned at the beginning of the project to implement the 3Rs and anything implemented during the course of the project to further reduce, refine or replace the number of animals used and whether this has led to significant changes in the way the project was carried out

Questions
Has your research involved use of animals that are covered by the Animals (Scientific Procedures) Act 1986 (https://www.gov.uk/research-and-testingusing-animals)? 
(YES/NO)
If YES, directed through all questions below.
If NO, directed to last two questions in section.
If yes, please select the species of animal from the list below. (You will then be asked to 
answer questions for each species of animal used). (CHECK LIST)
 

Mouse  Primate - Squirrel monkey
Rat Primate - Cynomolgus monkey (Macaca ascicularis)
Guinea-pig Primate - Rhesus monkey (Macaca mulatta)
Hamsters (Syrian) (Mesocricetus auratus) Primate - Vervets chlorocebus
Hamsters (Chinese) (Cricetulus griseus) Primate - Baboons
Gerbil Primate - Apes
Other rodent (please specify) Other species of non-human primates (please specify)
Rabbit Other mammal (please specify)
Cat  Bird - Domestic fowl
Dog - beagle Bird - Turkey
Dog – Greyhound Bird - Quail (Coturnix coturnix)
Dog – other including cross bred Bird - Quail (spp. other than Coturnix coturnix)
Ferret Bird - Other species (please specify)
Other carnivore (please specify) Any reptilian species (please specify species)
Horse, donkey and cross-bred equids Amphibian - Rana temporaria
Pig  Amphibian - Rana pipiens
Goat  Amphibian - Xenopus laevis
Sheep  Amphibian - Xenopus tropicalis
Cattle  Amphibian - Other species (please specify)
Deer  FISH
Camelid  Fish - Zebra fish
Other ungulate (please specify) Fish - Other species (please specify)
Primate - Prosimians (Prosimia) Any Cephalopod (please specify species)
Primate - Marmoset and tamarins  


THE FOLLOWING QUESTIONS ARE REPEATABLE FOR EACH TYPE OF ANIMAL USED What have you done about implementing the 3Rs in this programme/project? Definitions of the 3Rs can be found at www.nc3rs.org.uk/3Rs (CHECK BOXES – MULTIPLE)
• Replaced some animal use with alternative technique
• Reduced number of animals required (e.g. improved experimental design or
• statistical analysis)
• Changes resulting in downgrading of severity limits for procedures/protocols
• Avoidance of specific procedures or adverse effects (e.g. surgery, restraint,
• paralysis, death, infection)
• Objective indicators of improved animal welfare (e.g. reduced mortality rates,
• faster recovery times, physiological measures)
• Improved housing, including environmental enrichment
• Substitution by a species of lower neurophysiological sensitivity
• Other (please explain)

Was anything changed during the course of the project to further reduce, refine or replace animal use? (YES/NO)
Please give a brief description, including details of alternative techniques used and note any subsequent impacts. (TEXT)
Has your work led to the development of any refinements or new methods with potential 3Rs impacts that could be shared/adopted by others? (YES/NO)
If yes, briefly describe these here and the scale of the actual and potential impact e.g. local practice, national policy etc. Please note that if appropriate these should be reported in full in the relevant section of Researchfish such as influence on policy, research tools & methods etc, and need only be referred to here. (TEXT)

Academic meetings & conference attendance section
Section Guidance Text
Please tell us about:
- any academic meetings or conferences you or colleagues have attended, and in what capacity, as a result of the funding from this award.
Do not tell us about:
- Any published conference proceedings, as these can be inputted into the Publications section.
- Where you or a member of the research team attended as a keynote or invited speaker, as this can be inputted into the Awards & Recognition section.

Questions
Is there any conference attendance associated with this award? [Yes/No]
Name of meeting/conference [Text box]
Date of meeting/conference [month/ year]
Location of meeting/conference [List]
• Local/Municipal/Regional
• National
• Europe
• Africa
• Asia
• North America
• South America
• Oceania

If there is a URL which relates to this meeting/conference, enter it here [Text box] 
Primary role in meeting/conference [List]
• Member of the Organising or Selection Committee
• Oral presentation (not included in published conference proceedings)
• Poster presentation (not included in published conference proceedings)
• Session/Workshop chair/panel member
• Attendee only

Description of meeting/conference [Text box]
Position of the team member attending the meeting/conference [Text box]

Patient and Public Involvement section
Section Guidance Text
These PPI questions were initially developed following discussions with Researchfish, Arthritis Research UK, Parkinson’s UK, Marie Curie, CRUK, NIHR and INVOLVE. These have subsequently been joined by several other funders, all of which have expressed a desire to explore using Researchfish tool to understand better the impact patient and public involvement has. In developing these questions a number of underlying factors have been considered, including:
• Researchfish is perhaps best used as a tool to assess baseline information from across a funding portfolio. The data that are collected doesn’t always fulfil a need directly but instead gives an indication of where funders might explore issues further using other approaches, such as other information sources, interviews or detailed case studies.
• The reporting burden on the research community is already significant, therefore data should only be asked for where there is a clear mandate and capability and capacity to analyse those data, and where there is no duplication (eg with other question sets within Researchfish). This information should also be asked for in the most simple way possible.
• Different funders are at different stages of development in terms of how they encourage and support PPI, therefore the questions used need to be able to cope with a wide spectrum. In addition, funders support a wide range of research disciplines, types and approaches – from bench to bedside and everything in between – and these are at different stages of development in terms of the conceptualisation of PPI.
• Funders would find useful a range of information – some of which relates to descriptive and monitoring information, some of which gives further insight into the benefits and difference involving people has made.

Questions
Q1: Have you involved patients and/or members of the public in your research? 
A1: *Yes/No/**Not applicable/Unknown 

**Q2 [Only for those answering Not applicable to Q1] Why was PPI not applicable in your research? 
A2: [Free text] 

*If Q1 answered Yes. Q3: How have patients and the public been actively involved in your research? (Please indicate all that apply) 
A3: Multiple selection, check list
• Prioritising the research question(s) 
• Developing the application for funding 
• Design of the research 
• Management of the research 
• Undertaking the research 
• Analysing and interpreting the data generated by the research 
• Writing up of the research 
• Dissemination of research findings 
• Implementing research findings or recommendations 
• Other (please give details of how patients and the public were involved in your study) [Free text] 
• Not applicable (please explain why involving patients and the public was not applicable to your study) [Free text] 

Q4: What factors contributed to the success of the patient and public involvement in your research? (Please indicate all that apply) 
A4: Multiple selection, check list
• Involving people throughout the research cycle 
• Effective building of relationships and trust 
• Close and effective collaborative ways of working 
• Good information, training and support 
• Building on existing relationships 
• Sufficient resources to support effective involvement 
• Enthusiasm and commitment of all involved 
• No success factors 
• Other (please describe the other factors that have contributed to successful involvement) [Free text] 

Q5: What have been the challenges of involving patients and the public in your research? (Please indicate all that apply) 
A5: Multiple selection, check list
• Maintaining relationships and continuity over time 
• Nature of condition can affect ability to be involved 
• Small number of people or appropriate people are difficult to engage 
• Lack of resources to support effective involvement
• difficulty in finding appropriate ways to communicate and engage 
• Finding the 'right' people to involve 
• Concerns about how 'representative' views are 
• No challenges 
• Other( please describe the other factors that have made involving people challenging) [Free text] 

Q6. What difference do you think patient and public involvement in your research has 
made to your research? 
A6: [Free text] 

 
 

Funders use of the common additional question sections

The funders may each use these questions in different ways, for example some funders will assign them to all of the awards they collect information on and others to just some of them, also the timing of when they collect this information may differ. Any questions regarding a particular funders use of these additional questions should be addresses directly to that funder.

If you would like to understand more about how these common additional question sections are used by other funders, please reach out to the Researchfish client support team via rfclientsupport@elsevier.com

 
 

Governance of the common additional questions

- The development of and changes to the common additional questions will only be made following consultation and/or communication with all stakeholders that use that set of additional questions. This will usually take place via the convening of a task and finish group.
- Researchfish will provide oversight for the common additional questions, and provide any facilitation where necessary for bringing together the relevant stakeholders for each set of additional questions. 
- It is recommended that Common Additional Questions should only be added to awards that are Response code 1 or 4

 
 
 
 

Support

If you have any questions regarding Additional Question functionality, please feel free to get in touch with our support team via rfclientsupport@elsevier.com, and a member of our Support Team will be happy to assist you.

 
 
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